Trustmark

  • Sr Compliance Risk Analyst

    Location US-MS-Jackson
    Posted Date 2 weeks ago(1/3/2019 9:34 AM)
    Job ID
    2018-11020
    Category
    Risk Management
    Type
    Regular Full-Time
    Job Grade
    10
    FLSA Status
    Exempt
    Working Hours
    8AM - 5PM
    Job Location: Company
    Compliance
  • Overview

    The purpose of this job is to conduct compliance reviews, provide analysis and assess risk for Tailored Wealth including the Trust Group, TIAI, TFS and Wealth Firm Operations.  Provides for stability in compliance monitoring process and departmental functionalities.  Supervises Compliance Risk Analyst I and II positions with responsibilities such as training, counseling, and reviewing work performed.

    Responsibilities

    • Performs compliance reviews and monitoring procedures by applying advanced skills in areas of specialization.  Handles complex issues and confers with senior management as deemed necessary for resolutions.
    •  Analyzes compliance testing and monitoring results to determine if compliance violations/findings have occurred and evaluate root causes(s). Reports violations/findings along with corrective-action recommendations to management. Updates the applicable risk assessment, accordingly.
    • Manages staff assigned to scheduled compliance /focus reviews.
    • Utilizes multiple compliance resources (seminars, computer-based training, conferences, and manuals) to maintain the highest level of understanding of changes in the regulatory environment.
    • Assists Compliance Management with special projects as assigned.

    Qualifications

    • Strong knowledge of federal/state banking and securities laws and regulations/rules.
    • Experienced level of understanding of internal controls and corresponding processes
    • Working knowledge of a complex business unit within the financial services industry
    • Working knowledge of Microsoft Office including Excel
    • Strong computer skills (Word Processing, Excel)
    • Strong oral and written communication skills
    • Strong analytical skills
    • Strong interpersonal skills
    • Detail oriented and well organized
    • Managerial skills
    • Self-motivated
    • Multi-task oriented/time management
    • Problem solving/decision making skills
    • Bachelor’s Degree in a business related field and three years of experience in a compliance or audit role, bank trust department role or other related role within the financial services industry.
    • Master’s Degree in a business related discipline and one year of experience in a compliance or audit role, bank trust department role or other related role within the financial services industry.

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